NIH Public Access Policy - Information for NIH-funded Researchers

 

The NIH Policy on Enhancing Public Access to Archived Publications Resulting from NIH-Funded Research applies to peer-reviewed articles accepted for journal publication—not to letters to the editor, editorials, or other submitted materials. NIH is strongly encouraging you to deposit your articles, completed with partial or full NIH funding, to PubMed Central (PMC) as a means of preserving research findings. While PubMed Central is a proven, reliable digital repository, NIH does not expect PMC to be the only repository of articles in which you may choose to deposit your research.

In developing the policy, NIH took the concerns of all stakeholders into account and balanced the interests of the public and publishers. The policy is not a requirement, but a request. However, depositing your articles in the NIH repository brings you several benefits. By choosing to submit the final peer-reviewed manuscript to PMC, you will be:

  • Fulfilling grant progress reporting requirements by substituting deposit for submission of paper copies of articles;
  • Supporting NIH in its effort to preserve and archive research findings;
  • Ensuring that the article is available in PMC to be cross-indexed to other federally supported databases, such as GenBank; and,
  • Heightening the visibility of the research and enhancing the likelihood of early and increased citation.
The policy states that authors can determine when the article is publicly available in PMC—from immediately to 12 months after final publication in a journal. We suggest the earliest date possible for maximum accessibility to the public.

Your role in the process

The policy does not mandate how and where to publish research articles, nor does it change the ability of researchers or publishers to assert copyright. As an author who wants to follow the NIH's request for deposit, you will have to take the following steps:

  1. Specify (if necessary) in the publisher’s copyright transfer agreement or comparable document that you retain the right to make the article available in PubMed Central. NIH suggests inserting the following language on the publisher's form:
Journal acknowledges that Author retains the right to provide a copy of the final manuscript to NIH upon acceptance for Journal publication or thereafter, for public archiving in PubMed Central as soon as possible after publication by Journal.
  1. Deposit in PMC the manuscript plus any supporting files and indicate the desired public release date. NIH will provide a secure website for depositing the manuscripts and information.
As referred to in step 1, the modification of the publisher's agreement helps you navigate the copyright issues to secure your right to have your work available in PubMed Central. To obtain broader use of the research you've produced, you could use the SPARC Author Addendum. The Author Addendum, which you would attach to the agreement before returning it to the publisher, not only ensures your right to deposit your work in PMC, but also to use your work in the classroom and to deposit in your institution's open access digital repository or another non-commercial repository.

Where to publish

SPARC encourages you to publish your papers in journals that already deposit their papers in PMC. Most PMC journal articles are freely available immediately, while others in the repository wait to provide access for anywhere from a couple of months to a year after publication. As part of the listing for each journal in the repository, PMC supplies the public access embargo for each journal. If you choose to publish in other journals, be sure to deposit your manuscript in PMC and exercise your right to stipulate that they be posted online immediately upon publication.

For more help in supporting NIH's Public Access Policy, visit the links to the left on this page and contact your NIH grant specialist and the scholarly communications designate at your institution's library.

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